Table 5. Effect of Union Status on Total Violations per Mine-Quarter (Kitchen-Sink Version: All Covariates Reported)
Specification Baseline (Hours Worked) Employees Tonnage
Model
Public Fields Only
Confidential Fields
Public Fields Only
Confidential Fields
Public Fields Only
Confidential Fields
Mine/Controller Size Units:
100 Quarterly FTEs
100 Quarterly FTEs
100 Employees
100 Employees
Millions of Tons
Millions of Tons
Union 1.310 1.996 0.805 1.400 -0.373 -0.663
(1.50) (2.08) (1.57) (2.18) (1.45) (1.91)
Union X Mine Size -1.094 -1.638 -1.366 -2.066 3.120 3.655
(1.35) (1.65) (1.55) (1.92) (5.57) (6.40)
Mine Size 8.261*** 9.664*** 9.597*** 11.303*** 11.029*** 12.190***
(1.20) (1.46) (1.34) (1.80) (2.90) (3.25)
Log of Controller Size 0.497*** 0.670** 0.572** 0.771** 0.882*** 0.978***
(0.19) (0.29) (0.23) (0.36) (0.19) (0.29)
Lost-Day Injuries in Prev. Year 0.632*** 0.594*** 0.645*** 0.611*** 1.035*** 1.025***
(0.23) (0.22) (0.22) (0.22) (0.23) (0.21)
Penalty Pts. in Prev. Year 2.455*** 2.236*** 2.473*** 2.253*** 2.744*** 2.501***
(0.12) (0.14) (0.13) (0.15) (0.10) (0.14)
Mine Age 0.248*** 0.295*** 0.260*** 0.309*** 0.284*** 0.315***
(0.08) (0.09) (0.08) (0.09) (0.07) (0.08)
Productivity -0.291*** -0.267*** -0.296*** -0.284*** -0.553*** -0.619***
(0.06) (0.09) (0.06) (0.09) (0.07) (0.09)
NIOSH Longwall Dummy 4.290   3.724   9.025***  
(3.65)   (3.80)   (3.50)  
Number of Coal Beds   2.017   2.091   4.137
  (3.32)   (3.33)   (3.25)
Avg. Coal Bed Thickness (yds.)   0.783   0.568   1.205
  (1.40)   (1.45)   (1.45)
Subsidiary Indicator   -0.640   -0.508   0.362
  (1.06)   (1.16)   (1.12)
Pct. Captive Production   -1.768*   -2.004*   -1.809*
  (1.02)   (1.08)   (1.03)
Recoverable Reserves   0.000   0.000   0.000***
  (0.00)   (0.00)   (0.00)
Augur Subunit Dummy (dropped) (dropped) (dropped) (dropped) (dropped) (dropped)
Culm/Refuse Subunit Dummy (dropped) (dropped) (dropped) (dropped) (dropped) (dropped)
Dredge Subunit Dummy (dropped) (dropped) (dropped) (dropped) (dropped) (dropped)
Ind. Shop/Yard Subunit Dummy (dropped) (dropped) (dropped) (dropped) (dropped) (dropped)
Mill/Prep. Plant Subunit Dummy 0.106 0.672 0.248 0.952 4.006 5.183*
(2.77) (3.20) (2.79) (3.26) (2.50) (3.00)
Other Mining Subunit Dummy (dropped) (dropped) (dropped) (dropped) (dropped) (dropped)
Strip/Quarry/Pit Subunit Dummy -4.075*** (dropped) -3.710*** (dropped) -4.288*** (dropped)
(1.11) (1.16) (1.08)
Surface at Underground Subunit -1.504** -1.340 -1.419** -1.296 -1.141* -0.962
Dummy (0.67) (0.85) (0.68) (0.87) (0.68) (0.86)
Underground Subunit Dummy (dropped) (dropped) (dropped) (dropped) (dropped) (dropped)
Pct. Continuous Mining Method   0.021*   0.032***   0.039***
  (0.01)   (0.01)   (0.01)
Pct. Conventional Mining Method   0.027**   0.035***   0.043***
  (0.01)   (0.01)   (0.01)
Pct. Longwall Mining Method   0.005   0.009   0.083
  (0.06)   (0.06)   (0.06)
Pct. Shortwall Mining Method   0.545   0.533   0.598
  (0.41)   (0.40)   (0.43)
MSHA Coal District 1 Dummy (dropped) (dropped) (dropped) (dropped) (dropped) (dropped)
MSHA Coal District 2 Dummy -15.980*** -18.100*** -16.549*** -17.403*** -19.922*** -20.852***
(3.70) (6.75) (3.46) (4.87) (3.42) (4.75)
MSHA Coal District 3 Dummy -5.382 -5.709 -6.286 -5.550 -9.492** -9.430*
(4.09) (6.78) (3.98) (5.56) (3.77) (5.22)
MSHA Coal District 4 Dummy -11.063*** -11.904* -11.879*** -11.522** -15.313*** -15.277***
(3.29) (6.62) (3.11) (4.57) (3.14) (4.49)
MSHA Coal District 5 Dummy -11.162*** -10.760 -12.110*** -10.636** -15.569*** -14.440***
(3.33) (6.57) (3.15) (4.67) (3.12) (4.55)
MSHA Coal District 6 Dummy -8.123** -8.998 -8.942*** -8.698* -12.649*** -12.819***
(3.39) (6.46) (3.20) (4.70) (3.17) (4.56)
MSHA Coal District 7 Dummy -5.739* -6.813 -6.557** -6.398 -10.345*** -10.578**
(3.44) (6.54) (3.26) (4.75) (3.22) (4.58)
MSHA Coal District 8 Dummy -3.533 -6.048 -4.582 -5.920 -4.418 -7.220
(5.74) (7.71) (5.72) (6.78) (5.59) (6.62)
MSHA Coal District 9 Dummy -7.076 -10.405 -8.996** -11.065* -12.764*** -16.915***
(4.33) (6.54) (4.23) (5.70) (4.12) (5.45)
MSHA Coal District 10 Dummy (dropped) -1.243 (dropped) (dropped) (dropped) (dropped)
(7.63)
MSHA Coal District 11 Dummy 3.027 (dropped) 1.321 -0.340 4.752 2.533
(6.36) (6.44) (7.61) (6.34) (7.35)
MSHA Coal District 12 Dummy -11.300*** -12.911** -12.051*** -12.536*** -15.418*** -16.466***
(3.35) (6.53) (3.18) (4.66) (3.13) (4.52)
Quarter Dummy - 1993q1 (dropped) (dropped) (dropped) (dropped) (dropped) (dropped)
Quarter Dummy - 1993q2 (dropped) (dropped) (dropped) (dropped) (dropped) (dropped)
Quarter Dummy - 1993q3 (dropped) (dropped) (dropped) (dropped) (dropped) (dropped)
Quarter Dummy - 1993q4 (dropped) (dropped) (dropped) (dropped) (dropped) (dropped)
Quarter Dummy - 1994q1 (dropped) (dropped) (dropped) (dropped) (dropped) (dropped)
Quarter Dummy - 1994q2 (dropped) (dropped) (dropped) (dropped) (dropped) (dropped)
Quarter Dummy - 1994q3 (dropped) (dropped) (dropped) (dropped) (dropped) (dropped)
Quarter Dummy - 1994q4 (dropped) (dropped) (dropped) (dropped) (dropped) (dropped)
Quarter Dummy - 1995q1 12.129*** (dropped) 0.082 (dropped) 0.536 (dropped)
(2.38) (1.32) (1.33)
Quarter Dummy - 1995q2 12.460*** (dropped) 0.254 (dropped) 0.637 (dropped)
(2.36) (1.37) (1.39)
Quarter Dummy - 1995q3 10.497*** (dropped) -1.848 (dropped) -1.343 (dropped)
(2.31) (1.39) (1.40)
Quarter Dummy - 1995q4 10.638*** (dropped) -1.562 (dropped) -1.098 (dropped)
(2.30) (1.27) (1.30)
Quarter Dummy - 1996q1 9.927*** (dropped) -2.316* (dropped) -1.839 (dropped)
(2.33) (1.32) (1.33)
Quarter Dummy - 1996q2 10.716*** (dropped) -1.608 (dropped) -1.004 (dropped)
(2.29) (1.29) (1.31)
Quarter Dummy - 1996q3 11.851*** (dropped) -0.431 (dropped) 0.279 (dropped)
(2.34) (1.31) (1.34)
Quarter Dummy - 1996q4 10.093*** (dropped) -2.065 (dropped) -1.507 (dropped)
(2.43) (1.35) (1.39)
Quarter Dummy - 1997q1 10.902*** (dropped) -1.434 (dropped) -0.734 (dropped)
(2.34) (1.32) (1.36)
Quarter Dummy - 1997q2 11.097*** (dropped) -1.088 (dropped) -0.459 (dropped)
(2.32) (1.38) (1.40)
Quarter Dummy - 1997q3 10.838*** (dropped) -1.344 (dropped) -0.604 (dropped)
(2.31) (1.37) (1.39)
Quarter Dummy - 1997q4 9.851*** (dropped) -2.404* (dropped) -1.757 (dropped)
(2.32) (1.38) (1.40)
Quarter Dummy - 1998q1 10.230*** 9.202*** -1.489 5.627* -0.987 7.340**
(2.34) (3.00) (1.49) (2.97) (1.50) (2.89)
Quarter Dummy - 1998q2 9.135*** 8.123*** -2.616* 4.544 -1.995 6.370**
(2.24) (2.89) (1.34) (2.85) (1.35) (2.78)
Quarter Dummy - 1998q3 11.935*** 10.882*** -0.516 6.528** 0.192 8.483***
(2.34) (2.92) (1.36) (2.92) (1.35) (2.84)
Quarter Dummy - 1998q4 9.616*** 8.567*** -2.664** 4.398 -2.334* 5.914**
(2.28) (2.86) (1.31) (2.84) (1.34) (2.81)
Quarter Dummy - 1999q1 10.127*** 8.576*** -1.768 5.031** -1.599 5.612**
(2.31) (2.51) (1.30) (2.37) (1.34) (2.36)
Quarter Dummy - 1999q2 9.124*** 7.557*** -2.917** 3.893 -2.738** 4.464*
(2.28) (2.49) (1.38) (2.37) (1.39) (2.35)
Quarter Dummy - 1999q3 9.680*** 8.158*** -2.583* 4.222* -2.313* 4.890**
(2.36) (2.58) (1.39) (2.44) (1.39) (2.40)
Quarter Dummy - 1999q4 10.356*** 8.849*** -1.963 4.841* -1.833 5.366**
(2.49) (2.70) (1.41) (2.58) (1.44) (2.54)
Quarter Dummy - 2000q1 10.831*** 9.274*** -0.924 5.891** -1.021 6.222**
(2.50) (2.72) (1.45) (2.56) (1.50) (2.55)
Quarter Dummy - 2000q2 11.048*** 9.430*** -0.989 5.721** -0.892 6.233**
(2.46) (2.64) (1.30) (2.46) (1.34) (2.45)
Quarter Dummy - 2000q3 12.462*** 10.849*** 0.163 6.849*** 0.333 7.424***
(2.41) (2.57) (1.35) (2.41) (1.37) (2.40)
Quarter Dummy - 2000q4 13.236*** 11.620*** 0.603 7.315*** 0.697 7.837***
(2.32) (2.50) (1.35) (2.34) (1.37) (2.33)
Quarter Dummy - 2001q1 14.054*** 12.479*** 2.375* 9.221*** 2.391* 9.649***
(2.45) (2.65) (1.39) (2.52) (1.41) (2.49)
Quarter Dummy - 2001q2 14.242*** 12.615*** 2.307* 9.022*** 2.415* 9.551***
(2.45) (2.63) (1.33) (2.52) (1.36) (2.52)
Quarter Dummy - 2001q3 14.987*** 13.427*** 2.460* 9.193*** 2.750* 9.917***
(2.51) (2.69) (1.47) (2.61) (1.52) (2.60)
Quarter Dummy - 2001q4 13.827*** 12.261*** 1.575 8.326*** 1.823 8.997***
(2.56) (2.75) (1.48) (2.68) (1.51) (2.64)
Quarter Dummy - 2002q1 11.880*** 10.234*** -0.147 6.549** -0.029 7.073***
(2.57) (2.78) (1.41) (2.65) (1.43) (2.63)
Quarter Dummy - 2002q2 9.004*** 7.317*** -3.207*** 3.388 -3.090** 3.881
(2.42) (2.61) (1.19) (2.44) (1.23) (2.45)
Quarter Dummy - 2002q3 10.374*** 8.698*** -2.127 4.476* -1.881 5.126**
(2.54) (2.73) (1.35) (2.58) (1.39) (2.58)
Quarter Dummy - 2002q4 8.932*** 7.172*** -3.170** 3.379 -3.083** 3.858
(2.47) (2.66) (1.30) (2.55) (1.34) (2.56)
Quarter Dummy - 2003q1 11.416*** 9.786*** -0.332 6.411** -0.361 6.725***
(2.47) (2.64) (1.30) (2.58) (1.34) (2.52)
Quarter Dummy - 2003q2 12.117*** 10.394*** 0.171 6.797*** 0.256 7.247***
(2.49) (2.63) (1.31) (2.51) (1.35) (2.49)
Quarter Dummy - 2003q3 13.462*** 11.799*** 1.513 8.181*** 1.647 8.638***
(2.47) (2.66) (1.20) (2.48) (1.21) (2.45)
Quarter Dummy - 2003q4 11.921*** 10.287*** (dropped) 6.659*** (dropped) 7.000***
(2.49) (2.66) (2.58) (2.56)
Quarter Dummy - 2004q1 12.961*** 11.350*** 1.023 7.783*** 1.041 8.231***
(2.63) (2.84) (1.25) (2.77) (1.23) (2.75)
Quarter Dummy - 2004q2 14.684*** 13.066*** 3.031*** 9.732*** 3.129*** 10.260***
(2.67) (2.86) (1.14) (2.76) (1.17) (2.76)
Quarter Dummy - 2004q3 14.782*** 13.273*** 3.227** 10.104*** 3.505*** 10.788***
(2.62) (2.76) (1.29) (2.75) (1.33) (2.73)
Quarter Dummy - 2004q4 14.258*** 12.727*** 2.373* 9.177*** 2.421** 9.603***
(2.51) (2.64) (1.22) (2.54) (1.23) (2.52)
Quarter Dummy - 2005q1 14.432*** 12.840*** 2.866* 9.616*** 2.896* 10.053***
(2.52) (2.66) (1.50) (2.61) (1.55) (2.61)
Quarter Dummy - 2005q2 15.061*** 13.454*** 3.285* 10.001*** 3.509** 10.630***
(2.49) (2.58) (1.74) (2.47) (1.78) (2.41)
Quarter Dummy - 2005q3 14.014*** 12.355*** 2.216 8.867*** 2.665 9.728***
(2.40) (2.52) (1.59) (2.33) (1.64) (2.28)
Quarter Dummy - 2005q4 14.799*** 13.148*** 2.792* 9.410*** 3.426** 10.495***
(2.36) (2.49) (1.45) (2.42) (1.51) (2.37)
Quarter Dummy - 2006q1 17.029*** 15.365*** 5.219*** 11.866*** 5.800*** 12.839***
(2.85) (3.01) (1.82) (2.87) (1.86) (2.89)
Quarter Dummy - 2006q2 16.630*** 14.931*** 4.802*** 11.408*** 5.250*** 12.226***
(2.80) (2.96) (1.61) (2.81) (1.67) (2.86)
Quarter Dummy - 2006q3 18.589*** 16.908*** 6.576*** 13.129*** 7.405*** 14.374***
(2.71) (2.74) (1.86) (2.56) (1.91) (2.58)
Quarter Dummy - 2006q4 14.930*** 13.186*** 3.019** 9.512*** 3.933** 10.915***
(2.52) (2.67) (1.51) (2.59) (1.57) (2.59)
Quarter Dummy - 2007q1 15.559*** 13.928*** 4.035** 10.764*** 4.792*** 11.986***
(2.43) (2.55) (1.70) (2.43) (1.81) (2.42)
Quarter Dummy - 2007q2 19.350*** 17.513*** 7.449*** 13.916*** 8.583*** 15.508***
(2.52) (2.56) (2.04) (2.39) (2.17) (2.43)
Quarter Dummy - 2007q3 14.938*** 13.550*** 2.776 9.603*** 3.759* 11.101***
(2.41) (2.47) (1.87) (2.36) (1.94) (2.37)
Quarter Dummy - 2007q4 17.054*** 16.090*** 4.624** 11.928*** 4.794** 12.601***
(2.47) (2.47) (2.23) (2.42) (2.27) (2.45)
Quarter Dummy - 2008q1 10.521*** 10.039*** -1.189 6.667*** -1.681 6.815***
(2.29) (2.25) (2.10) (2.21) (2.05) (2.28)
Quarter Dummy - 2008q2 8.384*** 8.318*** -3.412 4.863** -4.427** 4.493*
(2.33) (2.30) (2.34) (2.28) (2.25) (2.33)
Quarter Dummy - 2008q3 8.376*** 8.512*** -4.519** 3.867* -5.215** 3.959*
(2.34) (2.29) (2.24) (2.27) (2.15) (2.34)
Quarter Dummy - 2008q4 3.872 4.191 -8.398*** 0.177 -9.394*** -0.025
(2.67) (2.61) (2.43) (2.45) (2.39) (2.52)
Quarter Dummy - 2009q1 2.155 1.979 -10.170*** -2.000 -10.006*** -1.580
(2.35) (2.30) (2.13) (2.12) (2.14) (2.17)
Quarter Dummy - 2009q2 1.969 1.885 -10.564*** -2.363 -10.450*** -2.095
(2.20) (2.16) (2.47) (1.74) (2.45) (1.77)
Quarter Dummy - 2009q3 4.084** 4.074** -8.257*** (dropped) -8.474*** (dropped)
(2.05) (2.02) (2.45) (2.41)
Quarter Dummy - 2009q4 (dropped) (dropped) -12.280*** -3.946* -12.800*** -4.303**
(2.62) (2.08) (2.54) (2.13)
Constant 8.419** 4.875 21.087*** 7.248 29.067*** 12.695**
(3.94) (7.38) (3.59) (6.44) (3.52) (6.29)
Observations 23,380 16,790 22,704 16,324 22,704 16,324
# of Union Mines / # of Total Mines 227 / 1,519 151 / 1,114 227 / 1,514 151 / 1,109 227 / 1,514 151 / 1,109
R2 0.62 0.64 0.62 0.64 0.61 0.63
Regression Date/Time 12/2/11 16:46 12/2/11 16:46 12/2/11 16:46 12/2/11 16:46 12/2/11 16:47 12/2/11 16:47

Definitions: Significance Levels: *** 1%, ** 5%, * 10%. FTE is defined as 2,000 man-hours.

Models: All models are ordinary least squares regressions; standard errors (shown in parentheses) are clustered at the mine level. The unit of analysis for all models is the mine-quarter.

Sample: public sample is: (1==1) (underground_mine==1) (coal_dummy==1) (bituminous==1) (active==1) (first_qtr_of_production==0) inrange(year, 1995, 2009). private sample is: (1==1) (underground_mine==1) (coal_dummy==1) (bituminous==1) (active==1) (first_qtr_of_production==0) inrange(year, 1998, 2009).

Independent Variables: All models include the following regressors: union dummy, union-size interaction term, mine size measure (defined as specified in column headers), logged controller size measure (defined as specified in column headers), mine age, productivity, number of lost-work injuries (in hundreds) in the previous four quarters, total penalty points (in thousands) in the previous four quarters, a constant term, dummies indicating presence of each type of mine subunit, quarter dummies, and district dummies. In addition: "Public Fields Only" models include the NIOSH longwall dummy; and "Confidential Fields" models include number of coal beds, mean coal bed thickness (in yards), subsidiary indicator, captive production as a percentage of total production, recoverable coal reserves, and mining method percentages.

Dependent Variable: total number of violations per mine-quarter.